One of the main responsibilities of the pilot-plant is to validate and approve the
excipients and active ingredients used in pharmaceutical product's formulation. The
raw materials used in laboratory-scale production may not fit for the large-scale
production batches. There may be several variations in size, shape, density, and
solubility, flow properties, etc. A single supplier may not be able to fulfil the need of
raw material for large-scale production and can leave the manufacturer defenceless.
So, several batches with different alternatives to raw materials (supplied by two or
more suppliers) need to be manufactured. All the data regarding the performance of
this different raw materials (stability, quality tests, etc.) should be well-documented
so that can be thoroughly analysed.
On small and laboratory-scale basic equipment has been used during the development
of drug product. So during scale-up alternative manufacturing equipment should be
used. The equipment should be:
iv. Capable of consistently producing products within the set specifications
v. Of optimum size (in accordance with production batch size)
vi. Can be cleaned easily (in case of used for the multiple product manufacturing)
The production rate should be determined by keeping the following things into
i. Immediate and future market demands and trends
ii. Type and size of equipment that is to be used in production
iii. Proportionality of size of the equipment and its utilization
iv. Product loss data during using a specific equipment and process
v. Clean up time between batches or between multiple product manufacturing
vi. The number of batches required for testing
In this step the critical evaluation of process is done and based on the evaluation results,
the process is optimized. The processes that should be evaluated include:
i. Mixing speed and mixing time
ii. Filter size for liquids preparations
iii. Screen sizes for solid preparations
iv. Drying time and drying temperature
v. Rate of the addition of solvents, solution of drugs, granulating agents, etc
vi. Order of addition/mixing of components, and their respective adjustments
vii. Heating and cooling rates
The knowledge of the effect of these above mentioned important process parameters
on the finished product and in-process quality is the basis for process validation and
optimization. This is accomplished by monitoring the within the batch variation of
measurable parameters (content uniformity, moisture content and compressibility).
This provides data that helps in identifying and accessing where the process is
performing as intended and where problem areas may be found.
2.1.9 Preparation of Master Manufacturing Procedures
The manufacturing procedure includes manufacturing directives, sampling directions,
weight sheet, finished and in-process product specifications (Fig. 2.2). This section is
related with the manner of presentation of manufacturing procedures which helps in
facilitating easy compliance and understanding of processing technicians.
The weight sheet should clearly categorize the chemicals which are required in the
batch, their order and quantities in which they will be used. The names and identifying
numbers for the ingredient should be used on batch records. These names and
identifying number should be in correspondence with those on the bulk material
containers. The process directions should be explicit as well as precise.
Various specifications (like addition rates, mixing times, mixing speeds, heating
and cooling rates and temperatures, the actual times, temperature and speeds, the
time and the manner in which finished and in-process samples are to be taken, handled
and stored) should be mentioned in the batch record directions. The manufacturing
procedure should only be written by actual operator.
Fig. 2.2: Different aspects included in manufacturing procedure
General Considerations and Pilot-Plant Considerations for Different Dosage Forms 13
2.1.10 Product Stability and Uniformity
Each pilot-plant batch should be studied for stability. The physical as well as chemical
stability studies should be performed on pilot-plant batches. The stability studies of
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